Audit Manager (Risk/Technology) (Banking) - Nason & Nason - Miami, FL

Audit Manager (Risk/Technology) (Banking) - Nason & Nason - Miami, FL -

The Audit Manager is answerable for managing inner audit assignments all through the Financial institution together with operational, compliance, and monetary audits, using inner employees. The Audit Manager directs the actions of employees to make sure all assigned audits are appropriately staffed and accomplished in accordance with the Inner Audit Division insurance policies. The Audit Manager should present goal assurance on the effectiveness of the Financial institution’s danger management actions to assist guarantee key enterprise dangers are being managed appropriately and that the system of inner management is working successfully.

ESSENTIAL DUTIES AND RESPONSIBILITIES: An inventory of roles and obligations are included under. Different duties and particular tasks could also be assigned.

• Performs each management and area testing duties on routine and superior inner audit assignments in a number of disciplines.

• Oversees audit engagements and approve the general objective, scope, and strategy for audits making certain sensible protection is achieved contemplating danger and regulatory necessities.

• Assess danger elements relating to every task to make sure that the engagement identifies vital enterprise dangers.

• Performs unbiased appraisal of the design and operational effectiveness of insurance policies and procedures.

• Ensures that detailed audit work is successfully targeted on areas assessed as excessive danger.

• Evaluations audit task reviews and ensures that the supporting audit fieldwork could be re-carried out and is adequate to reveal compliance with relevant legal guidelines/laws, established insurance policies/procedures, regulatory steerage, accounting pronouncements, and business practices.

• Drafts or critiques complicated audit studies and conduct exit conferences with management to debate. findings and management’s response.

• Performs essential undertaking management duties within the planning, scheduling, coordinating, reviewing and reporting of the work of audit groups.

• Interacts and works with the knowledge know-how lead auditors in coordinating the character, timing, and extent of audit fieldwork and reporting.

• Offers experience in auditing requirements and efficiency standards, audit necessities, and knowledge know-how expertise.

• Develops a radical understanding of the Firm’s operations and banking necessities.

• Communicates recognized management deficiencies to management successfully, each orally and in writing.

• Promotes an environment of mutual belief and respect amongst inner audit group members and with all ranges of management.

• Retains present with audit and enterprise tendencies, points, complexities, and challenges related to establishments within the monetary providers business.

• Ensures professionalism and independence and the fixed look of professionalism and independence.

• Oversees employees within the planning, execution, reporting, and comply with-up phases of audit assignments, offering on-the-job coaching and improvement.

• Evaluates the efficiency of and supply well timed suggestions to employees after the completion of every task.

SUPERVISORY RESPONSIBILITIES: Instantly supervises Senior Auditors and Associates.

REQUIRED QUALIFICATIONS/COMPETENCIES

To carry out this job efficiently, a person should be capable of carry out every important obligation satisfactorily. The necessities listed under are consultant of the information, talent, and/or potential required.

Skilled Competence and Business Information

• Demonstrates the power to debate technical and business tendencies and associated options.

• Reveals integrity and moral conduct.

• Possesses extremely efficient communication expertise.

• Manages time and tasks successfully.

• Develops experience in particular technical areas.

• Seeks alternatives to coach and mentor senior and employees auditors.

• Reveals skilled progress ensuing from self-improvement efforts.

• Maintains applicable skilled or technical certification.

• Comprehends how systemic and guide controls interrelate within the management setting.

Buyer Focus

• Successfully builds and manages buyer relationships.

• Provides worth by figuring out buyer expectations.

• Shows sound venture management and job administration expertise.

• Successfully plans, budgets, and manages audits.

• Supplies audit clients with well timed top of the range audit work.

• Understands the audit clients enterprise together with crucial success elements.

• Retains abreast of business modifications and the way they’ll have an effect on the audit buyer’s enterprise.

• Routinely seeks info from audit clients relating to their wants and considerations.

• Supplies well timed and actionable evaluations.

• Is a constructive position mannequin by setting an instance for integrity, equity and respect.

• Generates enthusiasm and cooperation amongst audit group members.

• Identifies coaching alternatives for self and numerous staff members.

• Matches duties to talent ranges of personnel to maximise leverage and talent improvement.

• Units challenge group objectives and prioritizes workload.

• Aware of management’s considerations and feedback.

• Takes initiative in main departmental dialogue and infrastructure tasks.

MINIMUM EDUCATION, EXPERIENCE, AND CERTIFICATIONS

• BS/BA diploma in Accounting, Enterprise Administration, IS/IT, or associated subject.

• Seven years minimal of banking expertise together with auditing, consulting and/or management expertise is required, of which a minimum of 4 years have been in a supervisory capability.


• Large info know-how information inside the Banking Business.


• Skilled working information of data and system safety, inner management frameworks (COSO, COBIT) and SOX necessities


• Skilled understanding of data safety regulatory necessities and compliance points, earlier expertise with relevant laws from the FDIC, FFIEC, OCIF, SEC, and so forth. (ex. BSA/AML, GLBA, SOX, and so forth.)


• Information in databases, Net Purposes, Community and communication Infrastructure, working methods (ex. IBM, Unix, Linux and Home windows), safety applied sciences (firewalls, IDS/IPS, and so on.); Utilizing PC, Home windows Working Techniques (2000, XP, 200X Server and Home windows 7), (Linux, SUSE, Mandrake, Purple Hat, and so on) with familiarity with the pertaining software most popular.


• CIA, CPA, CISA or CRCM or different related certification most popular – MUST HAVE PROGRAMMING SKILLS


• Information of monetary firm laws and regulatory auditing requirements.


• Wonderful communication, group and time management expertise with applicable consideration to element.


• Potential to handle and carry out a number of tasks concurrently.


• Expertise in performing danger assessments, creating audit plans, performing monetary and operational audits and reporting outcomes to audit committees.


• Expertise in scoping, creating documentation, figuring out key dangers, testing and aiding with management ultimate evaluation.


• Capability to cope with difficult conditions.


• Robust oral and written communication expertise.


• Information of MS Phrase, Excel, Visio and PowerPoint

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