ESSENTIAL DUTIES AND RESPONSIBILITIES: An inventory of roles and obligations are included under. Different duties and particular tasks could also be assigned.
• Performs each management and area testing duties on routine and superior inner audit assignments in a number of disciplines.
• Oversees audit engagements and approve the general objective, scope, and strategy for audits making certain sensible protection is achieved contemplating danger and regulatory necessities.
• Assess danger elements relating to every task to make sure that the engagement identifies vital enterprise dangers.
• Performs unbiased appraisal of the design and operational effectiveness of insurance policies and procedures.
• Ensures that detailed audit work is successfully targeted on areas assessed as excessive danger.
• Evaluations audit task reviews and ensures that the supporting audit fieldwork could be re-carried out and is adequate to reveal compliance with relevant legal guidelines/laws, established insurance policies/procedures, regulatory steerage, accounting pronouncements, and business practices.
• Drafts or critiques complicated audit studies and conduct exit conferences with management to debate. findings and management’s response.
• Performs essential undertaking management duties within the planning, scheduling, coordinating, reviewing and reporting of the work of audit groups.
• Interacts and works with the knowledge know-how lead auditors in coordinating the character, timing, and extent of audit fieldwork and reporting.
• Offers experience in auditing requirements and efficiency standards, audit necessities, and knowledge know-how expertise.
• Develops a radical understanding of the Firm’s operations and banking necessities.
• Communicates recognized management deficiencies to management successfully, each orally and in writing.
• Promotes an environment of mutual belief and respect amongst inner audit group members and with all ranges of management.
• Retains present with audit and enterprise tendencies, points, complexities, and challenges related to establishments within the monetary providers business.
• Ensures professionalism and independence and the fixed look of professionalism and independence.
• Oversees employees within the planning, execution, reporting, and comply with-up phases of audit assignments, offering on-the-job coaching and improvement.
• Evaluates the efficiency of and supply well timed suggestions to employees after the completion of every task.
SUPERVISORY RESPONSIBILITIES: Instantly supervises Senior Auditors and Associates.
REQUIRED QUALIFICATIONS/COMPETENCIES
To carry out this job efficiently, a person should be capable of carry out every important obligation satisfactorily. The necessities listed under are consultant of the information, talent, and/or potential required.
Skilled Competence and Business Information
• Demonstrates the power to debate technical and business tendencies and associated options.
• Reveals integrity and moral conduct.
• Possesses extremely efficient communication expertise.
• Manages time and tasks successfully.
• Develops experience in particular technical areas.
• Seeks alternatives to coach and mentor senior and employees auditors.
• Reveals skilled progress ensuing from self-improvement efforts.
• Maintains applicable skilled or technical certification.
• Comprehends how systemic and guide controls interrelate within the management setting.
Buyer Focus
• Successfully builds and manages buyer relationships.
• Provides worth by figuring out buyer expectations.
• Shows sound venture management and job administration expertise.
• Successfully plans, budgets, and manages audits.
• Supplies audit clients with well timed top of the range audit work.
• Understands the audit clients enterprise together with crucial success elements.
• Retains abreast of business modifications and the way they’ll have an effect on the audit buyer’s enterprise.
• Routinely seeks info from audit clients relating to their wants and considerations.
• Supplies well timed and actionable evaluations.
• Is a constructive position mannequin by setting an instance for integrity, equity and respect.
• Generates enthusiasm and cooperation amongst audit group members.
• Identifies coaching alternatives for self and numerous staff members.
• Matches duties to talent ranges of personnel to maximise leverage and talent improvement.
• Units challenge group objectives and prioritizes workload.
• Aware of management’s considerations and feedback.
• Takes initiative in main departmental dialogue and infrastructure tasks.
MINIMUM EDUCATION, EXPERIENCE, AND CERTIFICATIONS
• BS/BA diploma in Accounting, Enterprise Administration, IS/IT, or associated subject.
- Seven years minimal of banking expertise together with auditing, consulting and/or management expertise is required, of which a minimum of 4 years have been in a supervisory capability.
- Large info know-how information inside the Banking Business.
- Skilled working information of data and system safety, inner management frameworks (COSO, COBIT) and SOX necessities
- Skilled understanding of data safety regulatory necessities and compliance points, earlier expertise with relevant laws from the FDIC, FFIEC, OCIF, SEC, and so forth. (ex. BSA/AML, GLBA, SOX, and so forth.)
- Information in databases, Net Purposes, Community and communication Infrastructure, working methods (ex. IBM, Unix, Linux and Home windows), safety applied sciences (firewalls, IDS/IPS, and so on.); Utilizing PC, Home windows Working Techniques (2000, XP, 200X Server and Home windows 7), (Linux, SUSE, Mandrake, Purple Hat, and so on) with familiarity with the pertaining software most popular.
- CIA, CPA, CISA or CRCM or different related certification most popular – MUST HAVE PROGRAMMING SKILLS
- Information of monetary firm laws and regulatory auditing requirements.
- Wonderful communication, group and time management expertise with applicable consideration to element.
- Potential to handle and carry out a number of tasks concurrently.
- Expertise in performing danger assessments, creating audit plans, performing monetary and operational audits and reporting outcomes to audit committees.
- Expertise in scoping, creating documentation, figuring out key dangers, testing and aiding with management ultimate evaluation.
- Capability to cope with difficult conditions.
- Robust oral and written communication expertise.
- Information of MS Phrase, Excel, Visio and PowerPoint
CLICK TO APPLY JOB
0 Response to "Audit Manager (Risk/Technology) (Banking) - Nason & Nason - Miami, FL"
Posting Komentar