Core Compliance Officer / Consultant – Banking Advisory - NYLON Search, LLC - New York, NY

Core Compliance Officer / Consultant – Banking Advisory - NYLON Search, LLC - New York, NY -

Main International Monetary Providers Danger Consulting agency seeks Bachelors with 7+ years Core Compliance inside giant banks or monetary providers organizations, with specialization in AML/ KYC, Insurance policies and Procedures, Complaints Administration, Commerce Surveillance, Desk Critiques and monitoring communication methods, to steer compliance Danger Assessments, assessment and edit insurance policies, procedures and studies, implement danger evaluation processes and handle regulatory necessities, together with inner and exterior audits. The profitable candidate may have 5-7+ years Compliance expertise inside giant banking setting with palms on expertise of all Core Compliance areas. This can be a four-5 month contract-rent position.

Duties:

• Carry out Core Compliance features; AML/KYC, Insurance policies and Procedures, complaints management, commerce surveillance, desk critiques, and monitoring of communications methods


• Compliance Danger Assessments; edit associated insurance policies, procedures, and reviews, and administer danger evaluation course of


• Assist handle regulatory assessments and necessities, together with exterior and inner audits, exams, inquiries, and regulatory registration processes


• Supply steerage on enterprise conduct points, together with conflicts of curiosity, presents, outdoors enterprise actions, and political contributions


• Help creation of coaching paperwork and assist implement and carry out coaching packages

Necessities: Bachelors in finance or associated; 5-7+ years banking compliance expertise overlaying AML/KYC, commerce surveillance buying and selling desk critiques, and management of insurance policies and procedures; Expertise implementing Danger critiques according to new and altering regulatory necessities; Capability to independently determine, assessment, and clearly talk potential points and influence to related compliance packages for the Agency.

For quick consideration please ship resume in Phrase.doc format.

Job Sort: Contract

Wage: $130,000.00 /yr

Required schooling:

• Bachelor’s

Required expertise:

• Core Compliance throughout AML/KYC, Commerce Surveillance and Desk Evaluations: 5 years

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